At OneTrust, we believe in the power of building a community of professionals who are passionate about creating ethical businesses. One of the ways we build community is through our Ethics and Compliance virtual series, which focuses on regulatory background and requirements, various paths to compliance, practical tips, and most importantly, templates.
Ethics & Compliance
Ethics Exchange
Connect & Engage: A Virtual Series for our Ethics & Compliance Community
Agenda
Topic: Investigations
Conducting investigations is not easy. This is an area that can be uncertain and emotional, if not handled properly, leading to legal and regulatory issues. But there are strategies and elements that you can put into place to arrive at trustworthy, comprehensive and efficient investigations.
Speakers
Jisha Dymond, Chief Ethics & Compliance Officer, OneTrust
Marianne Fogarty, Former VP, Chief Compliance Officer, Twitter
Joseph Alesia, Head of Investigations
Topic: Risk Assessments
We have all heard the common refrain from government agencies: a good compliance program starts with a risk assessment. So what are the elements of a good risk assessment that, and this is key, also provides value in making strategic trade-off decisions? While there are many kinds of risk assessments, some models are better to conduct a compliance risk assessment.
Speakers
Jisha Dymond, Chief Ethics & Compliance Officer, OneTrust
Liz Barbosa, Sr. Director of Risk, Fanduel
Lynda Daniel, Director of Client Service Risk, McKinsey & Company
Topic: Third-Party Applications & Ephemeral Apps
The DOJ recently updated their messaging app policy to refine their earlier prohibition on such apps. Companies are no longer expected to prohibit employees from using ephemeral messaging, but instead are required to implement appropriate guidance and controls over these types of platforms and communications. In the age of BYOD, however, this has proved to be practical nightmare. The financial sector has already seen settlements in the billions of dollars in this area. So how do we comply?
Speakers
Jisha Dymond, Chief Ethics & Compliance Officer, OneTrust
Funmi Olorunnipa, Head of Compliance, Palantir Technologies, Inc
Luke Cass, Partner, Washington, DC, Womble Bond Dickinson (US) LLP
Stefanie Sundel, Managing Director, Apollo Global Management Inc